Advisers
SEC Fines 38 Entities for False Investment Adviser Reports
The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment advisers, putting regulatory ...
Enforcement
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belgium
Belgium Police Seize Crypto Wallets in International Piracy Raids
Belgian federal police seized cryptocurrency wallets connected to offshore piracy platforms during a cross-border enforcement operation, clarifying that the action is not a general…
cftc
CFTC Issues Guidance on Event Contracts Amid Prediction Market Scrutiny
The CFTC has issued new regulatory guidance for event contract derivatives and prediction markets amid growing mainstream financial interest and heightened scrutiny over compliance,…
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Cryptocurrency Market News
SEC Fines 38 Entities for False Investment Adviser Reports
The SEC has brought charges against 38 entities for allegedly submitting false filings to create the illusion that they are legitimate registered investment advisers,…
Alameda
FTX Executives Ellison and Wang Agree to CFTC Settlement Terms
Former FTX executives Caroline Ellison and Gary Wang have agreed to CFTC consent orders establishing permanent trading and registration bans, providing another regulatory resolution…
cftc
CFTC Penalizes Ex-White House Aide for Insider Trading on Event Contracts
Former White House staffer Gabriel Perez was penalized with a $172,000 fine by the CFTC for alleged insider trading involving non-public information on event…